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Financial Services

Securities, AML & Your Crypto Site: A 2026 Compliance Playbook

Crypto sits under securities, money-transmission, and consumer-protection law at once. Here is what a compliant AI assistant can and cannot do in 2026, line by line.

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Financial Services

Reg BI & the Marketing Rule Online: A 2026 Advisor Playbook

Regulators stopped asking whether advisors use AI and started enforcing how they describe and deploy it. Here is the 2026 compliance standard, line by line.

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Financial Services

Your Website Quoted a Rate. Now Comes the Fair-Lending Problem.

A mortgage chatbot quoted a rate and a monthly payment in two sentences. That single reply crossed two federal lines, and the lender owns both.

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Financial Services

The Howey Problem With What Your Website Says About Tokens

A crypto chatbot told a buyer it looked like a solid entry point. That one helpful line can forfeit a safe harbor and pull a token…

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Financial Services

When Your Website Makes a Recommendation You Can’t Defend

A chatbot told a prospect to put 60% in index funds. That is investment advice without suitability analysis. The SEC has something to say about it.

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