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Financial Services
Crypto sits under securities, money-transmission, and consumer-protection law at once. Here is what a compliant AI assistant can and cannot do in 2026, line by line.
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Regulators stopped asking whether advisors use AI and started enforcing how they describe and deploy it. Here is the 2026 compliance standard, line by line.
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A mortgage chatbot quoted a rate and a monthly payment in two sentences. That single reply crossed two federal lines, and the lender owns both.
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A crypto chatbot told a buyer it looked like a solid entry point. That one helpful line can forfeit a safe harbor and pull a token…
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A chatbot told a prospect to put 60% in index funds. That is investment advice without suitability analysis. The SEC has something to say about it.
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